We help clients monitor compliance requirements, maintain regulatory records, manage deadlines and filings, and follow up on outstanding compliance actions.
Our services include:
Regulatory Compliance Monitoring
Monitoring applicable laws, regulations, licences, permits and regulatory requirements, and keeping clients informed of relevant regulatory changes and compliance obligations.
Compliance Calendar Management
Maintaining compliance calendars and tracking deadlines for licence renewals, statutory filings, returns, reports, inspections and other regulatory obligations.
Regulatory Filings & Returns
Preparing, coordinating and monitoring required regulatory filings, returns, notifications and supporting documentation.
Licence & Permit Management
Managing records of licences and permits, monitoring validity and expiry dates, coordinating renewals and applications, and maintaining the supporting documentation required for regulatory compliance.
Compliance Documentation & Registers
Developing and maintaining compliance policies, procedures, checklists, registers, records and other documentation required to demonstrate and support ongoing compliance.
Compliance Reporting & Management Updates
Preparing periodic compliance reports, compliance dashboards, management updates and status reports highlighting obligations, upcoming deadlines, outstanding matters and areas requiring attention.
Compliance Audits & Reviews
Coordinating internal compliance reviews and assessments, identifying gaps and documenting recommendations and corrective actions.
Compliance Training & Staff Support
Coordinating compliance training, staff attestations, declarations, acknowledgements and awareness activities to support a strong compliance culture within the organisation.
Regulatory Correspondence & Liaison Support
Assisting with routine regulatory correspondence, submission documentation, responses, follow-ups and other administrative interactions with relevant regulatory authorities.
Due Diligence & KYC Support
Supporting the collection, organisation and maintenance of client, supplier, employee, corporate and other due-diligence and KYC documentation, where applicable.
Compliance Remediation & Action Tracking
Maintaining action trackers and following up on outstanding compliance issues, audit findings, regulatory requirements and corrective actions through to resolution.
Compliance Records & Information Management
Organising and maintaining compliance records and evidence in a structured manner, making it easier for management and authorised personnel to retrieve documentation when required for audits, inspections, reviews or regulatory engagements.